General Securities Representative Exam

This book covers the information needed to pass the NASD series 7 securities license exam in the United States. It is required to pass this exam to be a "general securities representative".

Contents

 * /Equity Securities/
 * /Debt Securities/
 * /Municipal Securities/
 * /Options/
 * /Customer Accounts/
 * /Margin Accounts/
 * /Securities Issuance and Investment Banking/
 * /Securities Trading/
 * /Brokerage Support Services/
 * /Investment Company Products/
 * /Retirement Plans/
 * /Variable Annuities/
 * /Direct Participation Programs/
 * /Economics and Analysis/
 * /Ethics/
 * /Taxation/
 * /Government and State Regulations/
 * /Self Regulating Organizations Regulations/

External resources

 * Study Guide for Series 7